CCO Services
TEC Financial provides independent, competent and experienced CCO Services to clients who do not currently employ a Chief Compliance Officer (CCO), with the assurance of an independent and transparent compliance program that is shielded from undue influence or incentive structures.
In addition, TEC partners with existing in-house CCO’s to supplement and support their needs.
Design & implementation of compliance program policies & procedures
SEC examination preparation and support
Formal, periodic compliance reviews
Reports to management / Board of Directors
Continuing compliance education
Ongoing compliance consulting support
CFO Services
TEC’s CFO Services are designed to complement the in-house CFO and encompass all aspects in the life of a private equity fund, including consultation during the fund formation process, assistance with investor on-boarding, fund closings, fund accounting and reporting, allocations, maintenance of distribution waterfall, valuation, and investor reporting. TEC’s Portfolio Administration solutions provide direct support to clients’ investment teams by supporting operational and accounting deliverables, providing data analytics needs, and adding value by enhancing the performance of the fund’s investment portfolio.
Fund Administration
Fund formation & structuring
Investor on-boarding (due diligence, subscription agreements, tax & banking documentation)
Fund closings & regulatory filings
Fund accounting & reporting
Allocations & maintenance of distribution waterfall
Investor reporting
U.S. tax compliance services
GAAP audit support
Portfolio Administration
Capital calls & distributions
Valuations processing
Support monthly, quarterly, annual accounting processes
Credit facility negotiation & maintenance
Front office portfolio & investment reporting analytics
Specialty Services
TEC’s Specialty Services encompass a broad spectrum of services including operational due diligence support, interest rate and commodity hedging compliance, and IT software evaluation/migration projects. Please contact us with your specific project needs.